compliance
DORA Compliance: Outsourcing of ICT Service Providers
Article 29 of DORA mandates comprehensive pre-contractual assessments to ensure robust regulatory compliance, particularly in two critical areas: ICT provider concentration and outsourcing-related risks
Conflicts of Interest in Investment Services Firms
In the context of Investment Services Firms (ISFs), the compliance function stands as a critical pillar for operational integrity and long-term sustainability.
NIS 2 Directive (Also Known as SRI2)
Directive (EU) 2022/2555, commonly referred to as the NIS 2 Directive or SRI 2, aims to ensure a high common level of cybersecurity across the European Union.
MiCA in detail: Pre- and post-execution transparency obligations in cryptoasset transfers that every investor should be aware of
Transparency in cryptoasset transactions is one of the fundamental pillars of the Cryptoasset Markets Regulation (MiCA).
How to mitigate litigation in an M&A process
Merger and acquisition (M&A) transactions are complex transactions that, despite their benefits, carry an inherent risk of litigation. In this article, we will explore the main causes of M&A litigation…
Cultural Compliance: How to Build a Compliance Culture from Within
In today’s complex business environment, compliance is no longer a mere legal formality, but a fundamental pillar for the sustainability and success of any organization. Beyond the implementation of policies…
Whistleblower protection in small and medium-sized enterprises (SMEs): challenges and solutions
The recent transposition of the European Directive on whistleblower protection has brought a significant change to the compliance landscape in Spain, especially for small and medium-sized enterprises (SMEs). While whistleblower…
